| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CBH Asia Limited | Rep | 就证券提供意见 | 2026-07-06 | - |
| Rep | 提供资产管理 | 2026-07-06 | - | |
| Rep | 证券交易 | 2026-07-06 | - | |
| RO | 就期货合约提供意见 | 2025-08-13 | - | |
| RO | 期货合约交易 | 2025-08-13 | - | |
| RO | 就证券提供意见 | 2025-08-13 | 2026-07-06 | |
| RO | 提供资产管理 | 2025-08-13 | 2026-07-06 | |
| RO | 证券交易 | 2025-08-13 | 2026-07-06 | |
| LGT INVESTMENT MANAGEMENT (ASIA) LIMITED | Rep | 就证券提供意见 | 2022-07-04 | 2024-03-01 |
| Rep | 提供资产管理 | 2022-07-04 | 2024-03-01 | |
| Rep | 证券交易 | 2022-07-04 | 2024-03-01 | |
| PineBridge Investments Asia Limited | RO | 就证券提供意见 | 2018-04-20 | 2020-12-31 |
| RO | 提供资产管理 | 2018-04-20 | 2020-12-31 | |
| RO | 证券交易 | 2018-04-20 | 2020-12-31 | |
| PineBridge Investments Hong Kong Limited | RO | 提供资产管理 | 2018-04-20 | 2020-12-31 |
| RO | 证券交易 | 2018-04-20 | 2020-12-31 | |
| PineBridge Investments Asia Limited | Rep | 就证券提供意见 | 2017-04-27 | 2018-04-20 |
| Rep | 提供资产管理 | 2017-04-27 | 2018-04-20 | |
| Rep | 证券交易 | 2017-04-27 | 2018-04-20 | |
| PineBridge Investments Hong Kong Limited | Rep | 提供资产管理 | 2017-04-27 | 2018-04-20 |
| Rep | 证券交易 | 2017-04-27 | 2018-04-20 | |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | 就证券提供意见 | 2012-11-26 | 2016-12-09 |
| Rep | 提供资产管理 | 2012-11-26 | 2016-12-09 | |
| Rep | 证券交易 | 2012-11-26 | 2016-12-09 | |
| HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | 证券交易 | 2012-11-26 | 2016-12-09 |
| CLSA RESEARCH LIMITED | Rep | 就证券提供意见 | 2003-04-01 | 2005-10-21 |
已采集记录中暂无金管局登记。