| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2015-03-16 | 2015-12-25 |
| KGI ASIA LIMITED | Rep | 证券交易 | 2014-10-10 | 2015-12-25 |
| DELTA ASIA SECURITIES LIMITED | Rep | 证券交易 | 2014-06-11 | 2014-09-29 |
| PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | 就证券提供意见 | 2005-05-24 | 2006-08-22 |