Choon, Yew Khee 秦耀奇

证监会中央编号:AFR464

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Wisetrade Securities Limited	RO	证券交易	2018-10-24	2021-07-28
GAM HONG KONG LIMITED	RO	就证券提供意见	2013-12-11	2017-04-07
	RO	证券交易	2013-12-11	2017-04-07
	Rep	就证券提供意见	2013-11-07	2013-12-11
	Rep	证券交易	2013-11-07	2013-12-11
LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED	RO	就证券提供意见	2008-11-20	2013-11-01
	RO	证券交易	2008-11-20	2013-11-01
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	证券交易	2006-07-25	2008-03-05
LEHMAN BROTHERS ASIA LIMITED	Rep	就证券提供意见	2006-07-24	2008-03-05
	Rep	证券交易	2006-07-24	2008-03-05
Legg Mason Asset Management Hong Kong Limited	RO	证券交易	2005-10-31	2006-07-15
	RO	提供资产管理	2005-10-25	2006-07-15
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	RO	提供资产管理	2005-10-25	2006-07-15
Legg Mason Asset Management Hong Kong Limited	Rep	提供资产管理	2004-12-03	2005-10-25
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	提供资产管理	2004-12-03	2005-10-25
Legg Mason Asset Management Hong Kong Limited	RO	就证券提供意见	2004-10-27	2006-07-15
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	RO	就证券提供意见	2004-10-27	2006-07-15
	RO	证券交易	2004-10-27	2006-07-15
Legg Mason Asset Management Hong Kong Limited	Rep	就机构融资提供意见	-	2004-08-17
	Rep	提供资产管理	-	2004-08-17
	Rep	就证券提供意见	-	2004-10-27
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	就机构融资提供意见	-	2004-08-17
	Rep	提供资产管理	-	2004-08-17
	Rep	就证券提供意见	-	2004-10-27
	Rep	证券交易	-	2004-10-27

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
Wisetrade Securities Limited	RO	证券交易	2018-10-24	2021-07-28
GAM HONG KONG LIMITED	RO	就证券提供意见	2013-12-11	2017-04-07
	RO	证券交易	2013-12-11	2017-04-07
	Rep	就证券提供意见	2013-11-07	2013-12-11
	Rep	证券交易	2013-11-07	2013-12-11
LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED	RO	就证券提供意见	2008-11-20	2013-11-01
	RO	证券交易	2008-11-20	2013-11-01
LEHMAN BROTHERS SECURITIES ASIA LIMITED	Rep	证券交易	2006-07-25	2008-03-05
LEHMAN BROTHERS ASIA LIMITED	Rep	就证券提供意见	2006-07-24	2008-03-05
	Rep	证券交易	2006-07-24	2008-03-05
Legg Mason Asset Management Hong Kong Limited	RO	证券交易	2005-10-31	2006-07-15
	RO	提供资产管理	2005-10-25	2006-07-15
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	RO	提供资产管理	2005-10-25	2006-07-15
Legg Mason Asset Management Hong Kong Limited	Rep	提供资产管理	2004-12-03	2005-10-25
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	提供资产管理	2004-12-03	2005-10-25
Legg Mason Asset Management Hong Kong Limited	RO	就证券提供意见	2004-10-27	2006-07-15
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	RO	就证券提供意见	2004-10-27	2006-07-15
	RO	证券交易	2004-10-27	2006-07-15
Legg Mason Asset Management Hong Kong Limited	Rep	就机构融资提供意见	-	2004-08-17
	Rep	提供资产管理	-	2004-08-17
	Rep	就证券提供意见	-	2004-10-27
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	就机构融资提供意见	-	2004-08-17
	Rep	提供资产管理	-	2004-08-17
	Rep	就证券提供意见	-	2004-10-27
	Rep	证券交易	-	2004-10-27