| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 期货合约交易 | 2006-03-17 | 2006-12-09 |
| SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | 期货合约交易 | 2004-06-30 | 2005-02-04 |
| CES Commodities (HK) Limited | Rep | 就期货合约提供意见 | - | 2003-05-16 |
| Rep | 提供资产管理 | - | 2003-05-16 | |
| Rep | 期货合约交易 | - | 2003-05-16 |