Personnel Hong Kong SFC License Details (ID 107394)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Legend Arb Advisors Limited	Rep	提供资产管理	2022-02-18	2022-10-31
Equities First Holdings Hong Kong Limited	RO	证券交易	2020-11-05	2021-06-09
	Rep	证券交易	2020-02-26	2020-11-05
CGS International Securities Hong Kong Limited	RO	就证券提供意见	2018-12-27	2019-11-28
	RO	证券交易	2018-12-27	2019-11-28
	Rep	就证券提供意见	2018-11-06	2018-12-27
	Rep	证券交易	2018-11-06	2018-12-27
MIB SECURITIES (HONG KONG) LIMITED	RO	就证券提供意见	2017-01-23	2018-06-15
	RO	证券交易	2017-01-23	2018-06-15
	Rep	就证券提供意见	2016-09-05	2017-01-23
	Rep	证券交易	2016-09-05	2017-01-23
ABCI Securities Company Limited	Rep	就证券提供意见	2016-05-23	2016-06-04
	Rep	证券交易	2016-05-23	2016-06-04
KGI ASIA LIMITED	RO	就证券提供意见	2016-04-07	2016-05-15
	RO	证券交易	2016-04-07	2016-05-15
KGI SECURITIES (HONG KONG) LIMITED	RO	证券交易	2016-04-07	2016-05-15
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2012-11-29	2016-01-11
KGI ASIA LIMITED	Rep	就证券提供意见	2011-11-28	2016-04-07
	Rep	证券交易	2011-11-28	2016-04-07
NOMURA SECURITIES (HONG KONG) LIMITED	Rep	期货合约交易	2010-02-04	2011-07-19
Nomura Asia Investment (Hong Kong) Limited	Rep	期货合约交易	2008-06-17	2010-02-19
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	期货合约交易	2008-06-17	2011-07-19
	Rep	证券交易	2007-12-03	2011-07-19
Citigroup Global Markets Asia Limited	Rep	证券交易	2006-08-21	2007-11-04
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	证券交易	2006-08-21	2007-11-04
MACQUARIE CAPITAL LIMITED	Rep	证券交易	2005-02-23	2006-07-12
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2004-12-23	2005-02-23
Citigroup Global Markets Asia Limited	Rep	证券交易	2004-12-16	2005-02-23
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	证券交易	2004-12-16	2005-02-23
Beevest Securities Limited	Rep	就证券提供意见	-	2004-05-17
	Rep	提供资产管理	-	2004-05-17
	Rep	就机构融资提供意见	-	2004-08-05
	Rep	证券交易	-	2004-08-05
MEGA CAPITAL (ASIA) COMPANY LIMITED	Rep	就机构融资提供意见	-	2004-08-05
	Rep	证券交易	-	2004-08-05

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