| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Legg Mason Asset Management Hong Kong Limited | Rep | 就机构融资提供意见 | - | 2003-11-28 |
| Rep | 就证券提供意见 | - | 2003-11-28 | |
| Rep | 提供资产管理 | - | 2003-11-28 | |
| LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS) | Rep | 就机构融资提供意见 | - | 2003-11-28 |
| Rep | 就证券提供意见 | - | 2003-11-28 | |
| Rep | 提供资产管理 | - | 2003-11-28 | |
| Rep | 证券交易 | - | 2003-11-28 |