Personnel Hong Kong SFC License Details (ID 107553)

Personnel Hong Kong SFC License Details (ID 107553)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Nerico Brothers Limited (HK)	Rep	期货合约交易	2007-09-24	2009-02-28
	Rep	杠杆式外汇交易	2007-09-24	2009-02-28
CINDA INTERNATIONAL FUTURES LIMITED	Rep	期货合约交易	2005-04-04	2007-07-19
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	杠杆式外汇交易	2005-04-04	2007-07-19
SHUN LOONG FOREX COMPANY LIMITED	Rep	杠杆式外汇交易	2004-11-01	2005-02-15
SHUN LOONG FUTURES LIMITED	Rep	期货合约交易	2004-11-01	2005-02-15
CINDA INTERNATIONAL FUTURES LIMITED	Rep	就期货合约提供意见	-	2003-12-23
	Rep	提供资产管理	-	2003-12-23
	Rep	期货合约交易	-	2004-07-26
CINDA INTERNATIONAL INVESTMENT MANAGEMENT LIMITED	Rep	杠杆式外汇交易	-	2004-07-26