| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Regal Portfolio Management Limited (HK) | RO | 提供资产管理 | 2007-03-06 | 2008-04-01 |
| ASIA INVESTMENT MANAGEMENT LIMITED | RO | 就机构融资提供意见 | 2005-01-17 | 2007-03-06 |
| RO | 就证券提供意见 | 2005-01-17 | 2007-03-06 | |
| RO | 提供资产管理 | 2005-01-17 | 2007-03-06 | |
| ASIA INVESTMENT RESEARCH LIMITED | RO | 就机构融资提供意见 | 2005-01-17 | 2005-03-15 |
| RO | 就证券提供意见 | 2005-01-17 | 2007-03-06 | |
| RO | 提供资产管理 | 2005-01-17 | 2007-03-06 | |
| ASIA INVESTMENT MANAGEMENT LIMITED | Rep | 就机构融资提供意见 | - | 2005-01-17 |
| Rep | 就证券提供意见 | - | 2005-01-17 | |
| Rep | 提供资产管理 | - | 2005-01-17 | |
| PIPER JAFFRAY ASIA LIMITED | Rep | 就机构融资提供意见 | - | 2003-11-12 |
| Rep | 就证券提供意见 | - | 2003-11-12 | |
| Rep | 提供资产管理 | - | 2003-11-12 |