| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CNI Global Assets Management Limited (HK) | Rep | 提供资产管理 | 2019-07-17 | 2020-06-30 |
| CNI Securities Group Limited | Rep | 就证券提供意见 | 2019-07-17 | 2020-06-30 |
| Rep | 证券交易 | 2019-07-17 | 2020-06-30 | |
| Knight Capital Asia Limited | Rep | 证券交易 | 2013-02-25 | 2013-04-11 |
| SAMSUNG SECURITIES (ASIA) LIMITED | Rep | 就机构融资提供意见 | 2008-10-23 | 2009-07-23 |
| Rep | 就证券提供意见 | 2008-10-23 | 2009-07-23 | |
| Rep | 证券交易 | 2008-10-23 | 2009-07-23 |