| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供自动化交易服务 | 2012-06-11 | 2013-10-30 |
| Rep | 证券交易 | 2012-06-11 | 2020-08-31 | |
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2012-06-11 | 2020-08-31 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2010-01-22 | 2011-05-25 |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2010-01-22 | 2011-05-25 |