Guillemette, Eddie Pierre Hong Kong SFC License Details (ID 107629)

Guillemette, Eddie Pierre Hong Kong SFC License Details (ID 107629)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2009-06-16	2011-02-15
Merrill Lynch Far East Limited	Rep	证券交易	2009-06-16	2011-02-15
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2009-06-16	2010-12-20
Merrill Lynch (Asia Pacific) Limited	RO	证券交易	2008-05-20	2009-06-16
Merrill Lynch Far East Limited	RO	证券交易	2008-05-20	2009-06-16
MERRILL LYNCH FUTURES (HONG KONG) LIMITED	RO	期货合约交易	2008-05-20	2009-06-16
	Rep	期货合约交易	2006-11-07	2008-05-20
Merrill Lynch (Asia Pacific) Limited	Rep	证券交易	2006-11-03	2008-05-20
Merrill Lynch Far East Limited	Rep	证券交易	2006-11-03	2008-05-20
Morgan Stanley Asia Limited	Rep	就机构融资提供意见	-	2004-02-11
	Rep	就证券提供意见	-	2004-02-11
	Rep	提供自动化交易服务	-	2006-09-05
	Rep	证券交易	-	2006-09-05