| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FULBRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2009-05-26 | 2010-09-11 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 证券交易 | 2008-04-28 | 2009-04-04 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2008-04-28 | 2009-04-04 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 证券交易 | 2005-07-13 | 2008-04-15 |
| HOORAY SECURITIES LIMITED | Rep | 就机构融资提供意见 | - | 2003-06-17 |
| Rep | 就证券提供意见 | - | 2003-06-17 | |
| Rep | 提供资产管理 | - | 2003-06-17 | |
| Rep | 证券交易 | - | 2005-07-13 |