| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited | Rep | 就证券提供意见 | 2005-08-15 | 2008-06-19 |
| Chow Tai Fook Life Insurance Company Limited | Rep | 就证券提供意见 | 2005-01-12 | 2005-08-11 |
| Sun Life Hong Kong Limited | Rep | 就机构融资提供意见 | - | 2003-05-18 |
| Rep | 就证券提供意见 | - | 2003-05-18 | |
| Rep | 提供资产管理 | - | 2003-05-18 |