| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| KAM FAI SECURITIES CO., LIMITED | Rep | 证券交易 | 2012-03-30 | 2016-03-22 |
| CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED | Rep | 杠杆式外汇交易 | 2004-12-13 | 2005-12-13 |
| Rep | 就期货合约提供意见 | - | 2003-06-03 | |
| Rep | 提供资产管理 | - | 2003-06-03 | |
| Rep | 期货合约交易 | - | 2009-03-07 | |
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 就机构融资提供意见 | - | 2003-06-03 |
| Rep | 就证券提供意见 | - | 2003-06-03 | |
| Rep | 提供资产管理 | - | 2003-06-03 | |
| Rep | 提供自动化交易服务 | - | 2003-06-03 | |
| Rep | 证券交易 | - | 2009-03-07 |