Chan, Steve Tsz Chun 陳梓駿 SFC Licences and HKMA Registrations (ID 107767)

Chan, Steve Tsz Chun 陳梓駿 SFC Licences and HKMA Registrations (ID 107767)

关键资料牌照与登记公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
SINOPAC SECURITIES (ASIA) LIMITED	Rep	期货合约交易	2026-10-21	-
	Rep	证券交易	2026-10-21	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2026-08-12	2026-10-02
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	就证券提供意见	2026-08-12	2026-10-02
	Rep	证券交易	2026-08-12	2026-10-02
TOKAI TOKYO SECURITIES (ASIA) LIMITED	Rep	证券交易	2025-12-05	2026-03-30
Interactive Brokers LLC	Rep	期货合约交易	2005-06-28	2005-11-23
	Rep	证券交易	2005-06-28	2005-11-23
BOCI COMMODITIES &AMP; FUTURES LIMITED	Rep	期货合约交易	2004-05-14	2004-11-10
BOCI SECURITIES LIMITED	Rep	证券交易	2004-05-14	2004-11-10
China Reserve Securities Limited	Rep	证券交易	2004-02-10	2004-02-17
KGI ASIA LIMITED	Rep	证券交易	2003-11-27	2004-01-08
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2003-11-27	2004-01-08
TOKAI TOKYO SECURITIES (ASIA) LIMITED	Rep	期货合约交易	2003-10-13	2003-11-04
	Rep	证券交易	2003-10-13	2003-11-04

金管局登记

金管局有关人士登记与证监会牌照独立展示。EO 表示主管人员。

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已采集记录中暂无金管局登记。