Lee, Yin Tak 李賢德

证监会中央编号:AFU886

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	就证券提供意见	2017-10-20	-
	Rep	提供资产管理	2017-10-20	-
	Rep	证券交易	2017-10-20	-
GAC GLOBAL ECOMMERCE SERVICES LIMITED	RO	就证券提供意见	2017-06-15	2017-10-20
	RO	提供资产管理	2017-06-15	2017-10-20
	RO	证券交易	2017-06-15	2017-10-20
TARGET CAPITAL MANAGEMENT LIMITED (HK)	RO	就证券提供意见	2016-11-22	2017-04-09
	RO	提供资产管理	2016-11-22	2017-04-09
	RO	证券交易	2016-11-22	2017-04-09
	Rep	就证券提供意见	2013-10-29	2016-11-22
	Rep	提供资产管理	2013-10-29	2016-11-22
	Rep	证券交易	2013-10-29	2016-11-22
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2013-02-04	2013-10-11
UOB KAY HIAN (HONG KONG) LIMITED	Rep	就证券提供意见	2013-01-03	2013-10-11
	Rep	证券交易	2013-01-03	2013-10-11
Citigroup Global Markets Asia Limited	Rep	证券交易	2006-11-14	2008-05-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2006-11-14	2008-05-30
	Rep	证券交易	2006-11-14	2008-05-30
Legg Mason Asset Management Hong Kong Limited	Rep	就期货合约提供意见	2003-10-15	2005-12-01
	Rep	就证券提供意见	2003-10-15	2005-12-01
	Rep	提供资产管理	2003-10-15	2005-12-01
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	就期货合约提供意见	2003-10-15	2005-12-01
	Rep	就证券提供意见	2003-10-15	2005-12-01
	Rep	提供资产管理	2003-10-15	2005-12-01
	Rep	证券交易	2003-10-15	2005-12-01
CHEETAH INVESTMENT MANAGEMENT LIMITED	Rep	就证券提供意见	2003-04-01	2003-09-08
	Rep	提供资产管理	2003-04-01	2003-09-08

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
TARGET CAPITAL MANAGEMENT LIMITED (HK)	Rep	就证券提供意见	2017-10-20	-
	Rep	提供资产管理	2017-10-20	-
	Rep	证券交易	2017-10-20	-
GAC GLOBAL ECOMMERCE SERVICES LIMITED	RO	就证券提供意见	2017-06-15	2017-10-20
	RO	提供资产管理	2017-06-15	2017-10-20
	RO	证券交易	2017-06-15	2017-10-20
TARGET CAPITAL MANAGEMENT LIMITED (HK)	RO	就证券提供意见	2016-11-22	2017-04-09
	RO	提供资产管理	2016-11-22	2017-04-09
	RO	证券交易	2016-11-22	2017-04-09
	Rep	就证券提供意见	2013-10-29	2016-11-22
	Rep	提供资产管理	2013-10-29	2016-11-22
	Rep	证券交易	2013-10-29	2016-11-22
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2013-02-04	2013-10-11
UOB KAY HIAN (HONG KONG) LIMITED	Rep	就证券提供意见	2013-01-03	2013-10-11
	Rep	证券交易	2013-01-03	2013-10-11
Citigroup Global Markets Asia Limited	Rep	证券交易	2006-11-14	2008-05-30
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2006-11-14	2008-05-30
	Rep	证券交易	2006-11-14	2008-05-30
Legg Mason Asset Management Hong Kong Limited	Rep	就期货合约提供意见	2003-10-15	2005-12-01
	Rep	就证券提供意见	2003-10-15	2005-12-01
	Rep	提供资产管理	2003-10-15	2005-12-01
LEGG MASON INTERNATIONAL EQUITIES (HONG KONG) LIMITED (TRADING AS ESEMPLIA; ESEMPLIA EMERGING MARKETS)	Rep	就期货合约提供意见	2003-10-15	2005-12-01
	Rep	就证券提供意见	2003-10-15	2005-12-01
	Rep	提供资产管理	2003-10-15	2005-12-01
	Rep	证券交易	2003-10-15	2005-12-01
CHEETAH INVESTMENT MANAGEMENT LIMITED	Rep	就证券提供意见	2003-04-01	2003-09-08
	Rep	提供资产管理	2003-04-01	2003-09-08