Lim, Li Woon 林立文
证监会中央编号:AFV260
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Merrill Lynch Far East Limited | Rep | 期货合约交易 | 2010-09-07 | 2011-05-09 |
| Merrill Lynch (Asia Pacific) Limited | RO | 证券交易 | 2009-01-09 | 2011-05-09 |
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2007-10-08 | 2010-09-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 提供资产管理 | - | 2005-01-25 |
| Rep | 就机构融资提供意见 | - | 2005-03-23 | |
| Rep | 就证券提供意见 | - | 2005-03-23 | |
| Rep | 提供自动化交易服务 | - | 2005-03-23 | |
| Rep | 证券交易 | - | 2009-01-09 |