Liew, Stephen Wing Lok 廖永樂
证监会中央编号:AFW967
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CSC SECURITIES (HK) LIMITED | Rep | 证券交易 | 2019-10-21 | - |
| CSC FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2019-08-21 | - |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2017-10-03 | 2019-08-08 |
| Rep | 证券交易 | 2017-10-03 | 2019-08-08 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2016-09-07 | 2019-08-08 |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2016-08-03 | 2017-10-02 |
| Rep | 证券交易 | 2016-08-03 | 2017-10-02 | |
| CAIIS Limited | Rep | 就证券提供意见 | 2008-05-23 | 2011-01-31 |
| Rep | 证券交易 | 2008-05-23 | 2011-01-31 | |
| WINTECH SECURITIES LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-02-18 |
| Rep | 就证券提供意见 | 2003-04-01 | 2004-02-18 | |
| Rep | 提供资产管理 | 2003-04-01 | 2004-02-18 | |
| Rep | 证券交易 | 2003-04-01 | 2004-03-22 |