| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CC Real Estate Advisory Limited | RO | 就证券提供意见 | 2010-08-04 | - |
| RO | 证券交易 | 2010-08-04 | - | |
| RO | 就机构融资提供意见 | 2010-08-04 | 2020-01-08 | |
| CC Finance Limited | RO | 就机构融资提供意见 | 2006-04-20 | 2011-04-28 |
| RO | 就证券提供意见 | 2006-04-20 | 2011-04-28 | |
| RO | 证券交易 | 2006-04-20 | 2011-04-28 | |
| CITIC SECURITIES CORPORATE FINANCE (HK) LIMITED | RO | 就机构融资提供意见 | 2003-04-01 | 2007-04-10 |