Chan, Hoi Yan (SFC:AFZ453) 陳凱茵
证监会中央编号:AFZ453
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SHUI ON INVESTMENT MANAGEMENT LIMITED | RO | 就证券提供意见 | 2024-05-28 | - |
| RO | 提供资产管理 | 2024-05-28 | - | |
| RO | 证券交易 | 2024-05-28 | - | |
| Rep | 证券交易 | 2024-05-08 | 2024-05-28 | |
| Rep | 就证券提供意见 | 2024-03-28 | 2024-05-28 | |
| Rep | 提供资产管理 | 2024-03-28 | 2024-05-28 | |
| IRIDIUM CAPITAL LIMITED (HK) | RO | 就证券提供意见 | 2020-01-08 | 2023-11-03 |
| RO | 提供资产管理 | 2020-01-08 | 2023-11-03 | |
| China Securities (International) Brokerage Company Limited | Rep | 证券交易 | 2017-08-08 | 2019-01-17 |
| IRIDIUM CAPITAL LIMITED (HK) | Rep | 就证券提供意见 | 2015-07-13 | 2016-04-30 |
| Rep | 提供资产管理 | 2015-07-13 | 2016-04-30 | |
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2007-07-24 | 2008-10-18 |
| Rep | 就机构融资提供意见 | 2006-06-12 | 2007-07-24 | |
| MEGA CAPITAL (ASIA) COMPANY LIMITED | Rep | 就机构融资提供意见 | 2004-03-23 | 2006-05-26 |
| SOUTH CHINA CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2003-04-25 | 2004-03-02 |
已采集记录中暂无金管局登记。