| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HARMONY WEALTH MANAGEMENT LIMITED (HK) | Rep | 就证券提供意见 | 2023-02-21 | - |
| Rep | 提供资产管理 | 2023-02-21 | - | |
| Basis Asset Management Limited | Rep | 就证券提供意见 | 2022-01-21 | 2023-02-08 |
| Rep | 提供资产管理 | 2022-01-21 | 2023-02-08 | |
| YRD Asset Management Limited | Rep | 就证券提供意见 | 2020-08-14 | 2021-12-29 |
| Rep | 提供资产管理 | 2020-08-14 | 2021-12-29 | |
| Rep | 证券交易 | 2020-08-14 | 2021-12-29 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | 2007-07-27 | 2008-02-26 |
| Rep | 证券交易 | 2007-07-27 | 2008-02-26 |