Personnel Hong Kong SFC License Details (ID 108239)

Personnel Hong Kong SFC License Details (ID 108239)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2019-01-14	2025-04-23
KGI ASIA LIMITED	Rep	证券交易	2017-12-20	2026-06-12
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	证券交易	2017-11-20	2017-12-06
KGI ASIA LIMITED	Rep	证券交易	2013-12-20	2014-11-01
KGI FUTURES (HONG KONG) LIMITED	Rep	期货合约交易	2013-12-20	2014-11-01
OPEN ASSET MANAGEMENT LIMITED	Rep	提供资产管理	2012-01-09	2013-07-05
Open Securities Limited	Rep	就证券提供意见	2012-01-09	2013-12-17
	Rep	期货合约交易	2012-01-09	2013-12-17
	Rep	证券交易	2012-01-09	2013-12-17
FUJI HONG KONG COMMODITIES COMPANY LIMITED	Rep	期货合约交易	2008-07-31	2010-07-12
	Rep	期货合约交易	2005-06-17	2005-06-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	期货合约交易	2005-04-18	2005-05-11
FUJI HONG KONG COMMODITIES COMPANY LIMITED	Rep	期货合约交易	2003-10-22	2005-04-15
CES Forex (HK) Limited	Rep	杠杆式外汇交易	2003-09-10	2003-10-22
Everbright Securities Investment Services (HK) Limited	Rep	提供自动化交易服务	2003-06-30	2003-07-07
	Rep	证券交易	2003-06-30	2003-10-22
CES Commodities (HK) Limited	Rep	就期货合约提供意见	-	2003-06-24
	Rep	提供资产管理	-	2003-06-24
	Rep	期货合约交易	-	2003-10-22