| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 就机构融资提供意见 | 2012-01-19 | 2012-07-10 |
| Rep | 就证券提供意见 | 2012-01-19 | 2012-12-04 | |
| Rep | 证券交易 | 2012-01-19 | 2012-12-04 | |
| Citigroup Global Markets Asia Limited | Rep | 就机构融资提供意见 | 2004-10-11 | 2006-06-28 |
| Rep | 证券交易 | 2004-10-11 | 2006-06-28 | |
| BARCLAYS CAPITAL ASIA LIMITED | Rep | 就机构融资提供意见 | - | 2004-01-06 |
| Rep | 就证券提供意见 | - | 2004-01-06 | |
| Rep | 提供资产管理 | - | 2004-01-06 |