| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CES Commodities (HK) Limited | Rep | 就期货合约提供意见 | - | 2004-01-20 |
| Rep | 提供资产管理 | - | 2004-01-20 | |
| Rep | 期货合约交易 | - | 2008-05-03 | |
| CES Forex (HK) Limited | Rep | 杠杆式外汇交易 | - | 2008-05-03 |
| Everbright Securities Investment Services (HK) Limited | Rep | 提供自动化交易服务 | - | 2003-07-07 |
| Rep | 就机构融资提供意见 | - | 2004-01-20 | |
| Rep | 就证券提供意见 | - | 2004-01-20 | |
| Rep | 提供资产管理 | - | 2004-01-20 | |
| Rep | 证券交易 | - | 2008-05-03 |