| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| LUK FOOK FUTURES (HK) LIMITED | Rep | 期货合约交易 | 2018-07-26 | 2022-10-31 |
| LUK FOOK SECURITIES (HK) LIMITED | Rep | 证券交易 | 2018-07-26 | 2022-10-31 |
| DBS VICKERS (HONG KONG) LIMITED | Rep | 期货合约交易 | 2003-10-24 | 2018-07-25 |
| Rep | 就机构融资提供意见 | - | 2003-10-13 | |
| Rep | 提供资产管理 | - | 2003-10-13 | |
| Rep | 就证券提供意见 | - | 2003-10-21 | |
| Rep | 证券交易 | - | 2018-07-25 | |
| DBS VICKERS FUTURES (HONG KONG) LIMITED DBS | Rep | 就期货合约提供意见 | - | 2003-10-21 |
| Rep | 提供资产管理 | - | 2003-10-21 | |
| Rep | 期货合约交易 | - | 2003-12-12 |