| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| A. H. INTERNATIONAL LIMITED | RO | 证券交易 | 2007-03-13 | 2011-03-14 |
| RO | 就证券提供意见 | 2006-03-22 | 2011-03-14 | |
| UOB KAY HIAN FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2004-12-17 | 2006-03-17 |
| UOB KAY HIAN (HONG KONG) LIMITED | Rep | 证券交易 | 2004-04-20 | 2006-03-17 |
| TISCO SECURITIES HONG KONG LIMITED | Rep | 就机构融资提供意见 | - | 2004-02-11 |
| Rep | 就证券提供意见 | - | 2004-02-11 | |
| Rep | 提供资产管理 | - | 2004-02-11 | |
| Rep | 证券交易 | - | 2004-03-30 |