Lappin, Graham Michael
证监会中央编号:AGB470
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| MERRILL LYNCH FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-05-16 | 2009-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | 证券交易 | 2007-04-19 | 2009-03-31 |
| Merrill Lynch Far East Limited | Rep | 证券交易 | 2007-04-19 | 2009-03-31 |
| Credit Agricole Securities (Asia) Limited | Rep | 就机构融资提供意见 | - | 2004-09-24 |
| Rep | 提供资产管理 | - | 2004-09-24 | |
| Rep | 就证券提供意见 | - | 2005-03-23 | |
| Rep | 证券交易 | - | 2007-04-02 | |
| RBS Asia Securities (Hong Kong) Limited | Rep | 就机构融资提供意见 | - | 2005-02-04 |
| Rep | 就证券提供意见 | - | 2005-02-04 | |
| Rep | 提供资产管理 | - | 2005-02-04 | |
| Rep | 证券交易 | - | 2005-02-04 |