| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED | Rep | 证券交易 | 2012-11-22 | 2013-01-11 |
| KGI ASIA LIMITED | Rep | 就证券提供意见 | 2009-10-12 | 2009-11-26 |
| Rep | 证券交易 | 2009-10-12 | 2009-11-26 | |
| KGI FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2009-10-12 | 2009-11-26 |
| Mason Securities Limited | Rep | 就机构融资提供意见 | - | 2003-04-30 |
| Rep | 就证券提供意见 | - | 2003-04-30 | |
| Rep | 提供资产管理 | - | 2003-04-30 |