| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | 期货合约交易 | 2008-10-10 | 2011-07-01 |
| Rep | 证券交易 | 2008-10-10 | 2011-07-01 | |
| LEHMAN BROTHERS ASIA LIMITED | Rep | 期货合约交易 | 2005-10-03 | 2008-09-29 |
| Rep | 证券交易 | 2005-10-03 | 2008-09-29 | |
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2004-03-18 | 2005-09-06 |