| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | RO | 证券交易 | 2011-12-22 | 2019-10-23 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | RO | 证券交易 | 2009-04-30 | 2011-06-30 |
| CHARLES SCHWAB, HONG KONG, LIMITED | RO | 就期货合约提供意见 | 2005-10-18 | 2009-04-27 |
| RO | 就证券提供意见 | 2005-10-18 | 2009-04-27 | |
| RO | 证券交易 | 2005-10-18 | 2009-04-27 | |
| Rep | 就期货合约提供意见 | 2003-11-11 | 2005-10-18 | |
| Rep | 就证券提供意见 | 2003-11-11 | 2005-10-18 | |
| Rep | 证券交易 | 2003-09-02 | 2005-10-18 |