| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| BOCI SECURITIES LIMITED | Rep | 就证券提供意见 | 2014-08-15 | 2025-02-07 |
| Rep | 证券交易 | 2014-08-15 | 2025-02-07 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2014-01-10 | 2014-07-25 |
| Rep | 证券交易 | 2013-06-14 | 2014-07-25 | |
| NH INVESTMENT & SECURITIES (H.K.) LIMITED | Rep | 证券交易 | 2011-11-18 | 2012-11-16 |
| CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | 证券交易 | 2010-11-11 | 2011-09-09 |
| GFI (HK) SECURITIES L.L.C. | Rep | 提供自动化交易服务 | 2010-05-14 | 2010-10-31 |
| Rep | 证券交易 | 2010-05-14 | 2010-10-31 |