Lau, Wai On (SFC:AGD728) 劉慧安
证监会中央编号:AGD728
| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 证券交易 | 2006-06-15 | 2006-10-27 |
| Rep | 就证券提供意见 | 2006-04-21 | 2006-10-27 | |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就机构融资提供意见 | - | 2004-03-11 |
| Rep | 就证券提供意见 | - | 2004-03-11 | |
| Rep | 提供资产管理 | - | 2004-03-11 | |
| Rep | 证券交易 | - | 2004-03-11 |