| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Wells Fargo Securities Asia Limited | RO | 就证券提供意见 | 2019-04-08 | 2020-08-05 |
| RO | 提供资产管理 | 2019-04-08 | 2020-08-05 | |
| RO | 证券交易 | 2019-04-08 | 2020-08-05 | |
| GOLDMAN SACHS FUTURES (ASIA) LIMITED | Rep | 期货合约交易 | 2009-08-12 | 2010-02-09 |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 证券交易 | 2008-07-30 | 2010-02-09 |
| BEAR STEARNS ASIA LIMITED | RO | 期货合约交易 | 2008-02-05 | 2008-07-01 |
| RO | 证券交易 | 2008-02-05 | 2008-07-01 | |
| Rep | 期货合约交易 | 2007-11-22 | 2008-02-05 | |
| Rep | 证券交易 | 2007-11-22 | 2008-02-05 |