| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited | RO | 就机构融资提供意见 | 2025-10-09 | - |
| Rep | 就证券提供意见 | 2025-09-08 | - | |
| Rep | 就机构融资提供意见 | 2025-09-08 | 2025-10-09 | |
| CLSA LIMITED | Rep | 证券交易 | 2025-09-08 | - |
| CMBC International Capital Limited | RO | 就机构融资提供意见 | 2023-01-05 | 2025-08-21 |
| CMBC SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2018-07-16 | 2025-08-21 |
| CMBC International Capital Limited | Rep | 就机构融资提供意见 | 2018-03-13 | 2023-01-05 |
| Rep | 证券交易 | 2018-03-13 | 2025-08-21 | |
| CHINA EVERBRIGHT CAPITAL LIMITED | Rep | 就机构融资提供意见 | 2017-05-24 | 2018-03-02 |
| Rep | 就证券提供意见 | 2017-05-24 | 2018-03-02 | |
| Rep | 证券交易 | 2017-05-24 | 2018-03-02 |