| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL CAPITAL LIMITED | RO | 就机构融资提供意见 | 2025-08-20 | - |
| Rep | 就机构融资提供意见 | 2025-02-06 | 2025-08-20 | |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 就证券提供意见 | 2025-02-06 | - |
| Rep | 证券交易 | 2025-02-06 | - | |
| UBS SECURITIES HONG KONG LIMITED | RO | 就机构融资提供意见 | 2016-12-19 | 2023-05-19 |
| RO | 就机构融资提供意见 | 2012-06-07 | 2016-12-18 | |
| RBS Asia Corporate Finance Limited | Rep | 就机构融资提供意见 | 2004-04-23 | 2004-10-25 |
| Rep | 证券交易 | 2004-04-23 | 2004-10-25 |
已采集记录中暂无金管局登记。