| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CLARIDEN LEU ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | 就期货合约提供意见 | 2007-04-24 | 2007-07-11 |
| Rep | 就证券提供意见 | 2007-04-24 | 2007-07-11 | |
| Rep | 提供资产管理 | 2007-04-24 | 2007-07-11 | |
| ETRADE SECURITIES (HONG KONG) LIMITED | Rep | 杠杆式外汇交易 | 2004-06-12 | 2004-12-22 |
| Rep | 就证券提供意见 | 2004-04-01 | 2004-12-22 | |
| Rep | 证券交易 | 2004-04-01 | 2004-12-22 | |
| Daiwa Capital Markets Hong Kong Limited | Rep | 就机构融资提供意见 | - | 2004-01-31 |
| Rep | 就证券提供意见 | - | 2004-01-31 | |
| Rep | 提供资产管理 | - | 2004-01-31 | |
| Rep | 证券交易 | - | 2004-01-31 |