| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | 证券交易 | 2010-04-09 | 2011-07-15 |
| WINWIN SECURITIES LIMITED | Rep | 证券交易 | 2007-11-15 | 2010-02-05 |
| RHB SECURITIES HONG KONG LIMITED | Rep | 证券交易 | 2007-08-29 | 2007-09-04 |
| WINWIN SECURITIES LIMITED | Rep | 证券交易 | 2005-08-15 | 2007-03-31 |
| SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED | Rep | 提供自动化交易服务 | - | 2003-09-11 |
| Rep | 就机构融资提供意见 | - | 2004-07-22 | |
| Rep | 就证券提供意见 | - | 2004-07-22 | |
| Rep | 提供资产管理 | - | 2004-07-22 | |
| Rep | 证券交易 | - | 2005-08-15 |