| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited | Rep | 证券交易 | 2012-08-31 | 2012-11-30 |
| Rep | 证券交易 | 2011-04-08 | 2011-07-08 | |
| Rep | 证券交易 | 2007-05-03 | 2007-05-21 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | 就机构融资提供意见 | - | 2004-10-12 |
| Rep | 就证券提供意见 | - | 2004-10-12 | |
| Rep | 提供资产管理 | - | 2004-10-12 | |
| Rep | 证券交易 | - | 2005-05-03 |