| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SOLARSTONE CAPITAL LIMITED | Rep | 证券交易 | 2018-07-06 | 2025-07-30 |
| M&F ASSET MANAGEMENT LIMITED | Rep | 证券交易 | 2018-05-23 | 2018-07-01 |
| Ark Securities (Hong Kong) Limited | Rep | 证券交易 | 2017-06-30 | 2018-03-31 |
| PROVIDENT FUTURES (HONG KONG) LIMITED | Rep | 期货合约交易 | 2017-06-30 | 2018-03-31 |
| HANTEC FUTURES LIMITED | Rep | 期货合约交易 | 2013-04-19 | 2014-05-30 |
| HANTEC SECURITIES CO., LIMITED | Rep | 证券交易 | 2012-04-24 | 2014-05-30 |
| KARL THOMSON FINANCE LIMITED | Rep | 提供证券保证金融资 | - | 2004-03-11 |