| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Jefferies Hong Kong Limited | Rep | 就机构融资提供意见 | 2013-10-17 | 2014-11-28 |
| Rep | 就证券提供意见 | 2013-10-17 | 2014-11-28 | |
| Rep | 证券交易 | 2013-10-17 | 2014-11-28 | |
| DEUTSCHE SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | 2012-03-05 | 2012-09-08 |
| Morgan Stanley Asia Limited | Rep | 就机构融资提供意见 | 2006-10-26 | 2010-03-22 |
| Rep | 证券交易 | 2006-10-26 | 2010-03-22 |