Clappier, John Frederick Hong Kong SFC License Details (ID 109324)

Clappier, John Frederick Hong Kong SFC License Details (ID 109324)

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没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

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机构	角色	受规管活动	开始日期	结束日期
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	期货合约交易	2016-10-11	2019-08-03
	Rep	证券交易	2016-10-11	2019-08-03
	Rep	证券交易	2015-11-27	2016-10-10
GOLDMAN SACHS (ASIA) L.L.C.	Rep	证券交易	2015-07-06	2019-08-03
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	期货合约交易	2015-07-06	2016-10-10
Morgan Stanley Hong Kong Securities Limited	Rep	期货合约交易	2010-12-06	2011-05-24
Morgan Stanley Asia Limited	Rep	证券交易	2010-03-29	2011-05-24
Morgan Stanley Hong Kong Futures Limited	Rep	期货合约交易	2010-03-29	2010-12-06
Morgan Stanley Asia Limited	Rep	证券交易	2009-09-25	2009-10-02
Morgan Stanley Hong Kong Futures Limited	Rep	期货合约交易	2009-09-25	2009-10-02
Morgan Stanley Asia Limited	Rep	证券交易	2007-11-26	2007-12-03