| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Crosby Securities Limited | Rep | 就证券提供意见 | 2023-06-19 | 2026-09-11 |
| Rep | 证券交易 | 2023-06-19 | 2026-09-11 | |
| Quam Securities Limited | Rep | 就证券提供意见 | 2023-04-13 | 2023-05-23 |
| Rep | 证券交易 | 2023-04-13 | 2023-05-23 | |
| Crosby Securities Limited | Rep | 就证券提供意见 | 2021-12-20 | 2023-02-28 |
| Rep | 证券交易 | 2021-12-20 | 2023-02-28 | |
| LOMBARD ODIER (HONG KONG) LIMITED | Rep | 就证券提供意见 | 2014-02-18 | 2015-03-04 |
| Rep | 证券交易 | 2014-02-18 | 2015-03-04 | |
| Rep | 证券交易 | 2006-02-15 | 2010-08-17 |