Tsun, Rowena Wai Hang 秦緯珩 Hong Kong SFC License Details (ID 109372)

Tsun, Rowena Wai Hang 秦緯珩 Hong Kong SFC License Details (ID 109372)

关键资料证监会牌照公开纪律行动

证监会牌照

没有开始日期的人士至少自现行登记册于2003年4月1日启用时起已担任该职位。

显示机构旧称

仅显示现有牌照

机构	角色	受规管活动	开始日期	结束日期
LOMBARD ODIER (HONG KONG) LIMITED	Rep	就证券提供意见	2012-09-20	2013-07-05
	Rep	证券交易	2012-09-20	2013-07-05
Julius Baer (Hong Kong) Limited	Rep	就证券提供意见	2009-06-24	2011-06-13
	Rep	证券交易	2009-06-02	2011-06-13
GOLDMAN SACHS (ASIA) L.L.C.	Rep	证券交易	2007-07-19	2009-05-27
CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED	Rep	期货合约交易	2004-04-23	2006-06-02
	Rep	证券交易	2004-04-23	2006-06-02
Citigroup Global Markets Asia Limited	Rep	证券交易	2004-03-02	2006-06-02
Daiwa Capital Markets Hong Kong Limited	Rep	证券交易	2003-12-09	2004-03-01
KGI ASIA LIMITED	Rep	就机构融资提供意见	-	2003-11-29
	Rep	就证券提供意见	-	2003-11-29
	Rep	提供资产管理	-	2003-11-29
	Rep	证券交易	-	2003-11-29
KGI FUTURES (HONG KONG) LIMITED	Rep	就期货合约提供意见	-	2003-11-29
	Rep	提供资产管理	-	2003-11-29
	Rep	期货合约交易	-	2003-11-29