| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 杠杆式外汇交易 | 2005-08-08 | 2008-05-17 |
| HAITONG INTERNATIONAL FUTURES LIMITED | Rep | 期货合约交易 | 2004-07-14 | 2008-05-17 |
| HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | 证券交易 | 2004-07-05 | 2008-05-17 |
| CHOW SANG SANG SECURITIES (HK) LIMITED | Rep | 提供自动化交易服务 | - | 2003-08-04 |
| Rep | 就机构融资提供意见 | - | 2004-05-06 | |
| Rep | 就证券提供意见 | - | 2004-05-06 | |
| Rep | 提供资产管理 | - | 2004-05-06 | |
| Rep | 证券交易 | - | 2004-05-06 | |
| CHOW SANG SANG SECURITIES LIMITED | Rep | 提供自动化交易服务 | - | 2003-08-04 |
| Rep | 就机构融资提供意见 | - | 2004-05-06 | |
| Rep | 就证券提供意见 | - | 2004-05-06 | |
| Rep | 提供资产管理 | - | 2004-05-06 | |
| Rep | 证券交易 | - | 2004-05-06 |