| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| RICHE BRIGHT SECURITIES LIMITED | Rep | 证券交易 | 2008-01-04 | 2009-12-01 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | 就机构融资提供意见 | - | 2004-06-28 |
| Rep | 就证券提供意见 | - | 2004-06-28 | |
| Rep | 提供资产管理 | - | 2004-06-28 | |
| Rep | 提供自动化交易服务 | - | 2004-06-28 | |
| Rep | 证券交易 | - | 2008-01-01 | |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | 就机构融资提供意见 | - | 2004-06-28 |
| Rep | 就证券提供意见 | - | 2004-06-28 | |
| Rep | 提供资产管理 | - | 2004-06-28 | |
| Rep | 提供自动化交易服务 | - | 2004-06-28 | |
| Rep | 证券交易 | - | 2008-01-01 |