| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Manulife Investment Management (Hong Kong) Limited | Rep | 证券交易 | 2016-05-11 | - |
| Rep | 证券交易 | 2013-10-30 | 2015-03-20 | |
| FTL Wealth Management (HK) Limited | Rep | 就证券提供意见 | 2008-02-01 | 2009-11-11 |
| AIA WEALTH MANAGEMENT COMPANY LIMITED | Rep | 就机构融资提供意见 | 2003-04-01 | 2004-05-28 |
| Rep | 提供资产管理 | 2003-04-01 | 2004-05-28 | |
| Rep | 证券交易 | 2003-04-01 | 2004-05-28 | |
| Rep | 就证券提供意见 | 2003-04-01 | 2007-10-23 |