| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Citigroup Global Markets Asia Limited | Rep | 证券交易 | 2015-10-12 | 2015-10-16 |
| Rep | 证券交易 | 2015-05-04 | 2015-05-08 | |
| Rep | 证券交易 | 2014-09-22 | 2014-09-30 | |
| UBS SECURITIES ASIA LIMITED | Rep | 就机构融资提供意见 | - | 2005-03-24 |
| Rep | 就证券提供意见 | - | 2005-03-24 | |
| Rep | 提供资产管理 | - | 2005-03-24 | |
| Rep | 证券交易 | - | 2009-05-13 |