| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Blue Water Capital Management Limited | RO | 就证券提供意见 | 2026-10-06 | - |
| Rep | 就证券提供意见 | 2026-08-28 | 2026-10-06 | |
| Hazel Securities Limited | RO | 就证券提供意见 | 2025-11-24 | 2026-07-31 |
| RO | 证券交易 | 2025-11-24 | 2026-07-31 | |
| Golden K2 Securities Limited | RO | 证券交易 | 2023-11-13 | 2024-05-31 |
| Livermore Holdings Limited | RO | 证券交易 | 2022-06-02 | 2022-08-31 |
| RO | 就证券提供意见 | 2022-06-02 | 2023-08-14 | |
| BridgeWood Alternatives Limited | RO | 就证券提供意见 | 2021-07-02 | 2021-12-31 |
| RO | 证券交易 | 2021-07-02 | 2021-12-31 | |
| Finex Hong Kong Limited | Rep | 提供资产管理 | 2020-07-17 | 2021-03-31 |
| RO | 就证券提供意见 | 2020-02-03 | 2021-03-31 | |
| RO | 证券交易 | 2020-02-03 | 2021-03-31 | |
| VISION CAPITAL INTERNATIONAL HOLDINGS LIMITED (HK) | RO | 就证券提供意见 | 2019-02-01 | 2020-01-31 |
| RO | 证券交易 | 2018-01-22 | 2020-01-31 | |
| Rep | 证券交易 | 2018-01-02 | 2018-01-22 | |
| China Enterprise Securities Company Limited | Rep | 就证券提供意见 | 2017-03-17 | 2017-09-11 |
| Rep | 提供资产管理 | 2017-03-17 | 2017-09-11 | |
| Rep | 证券交易 | 2017-03-17 | 2017-09-11 | |
| SOUTH CHINA COMMODITIES LIMITED | Rep | 期货合约交易 | 2016-12-05 | 2017-02-11 |
| South China Investment Management Limited | Rep | 提供资产管理 | 2016-12-05 | 2017-02-11 |
| SOUTH CHINA RESEARCH LIMITED | Rep | 就证券提供意见 | 2016-12-05 | 2017-02-11 |
| SOUTH CHINA SECURITIES LIMITED | Rep | 证券交易 | 2016-12-05 | 2017-02-11 |
| YF Life Investors Limited | Rep | 就证券提供意见 | 2008-06-11 | 2011-04-28 |
| AXA CHINA REGION INVESTMENT SERVICES LIMITED | Rep | 就证券提供意见 | 2004-06-14 | 2008-01-12 |
已采集记录中暂无金管局登记。