| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| SG SECURITIES (HK) LIMITED | Rep | 证券交易 | 2008-06-03 | 2009-08-08 |
| Credit Agricole Securities (Asia) Limited | Rep | 证券交易 | 2005-05-11 | 2007-04-08 |
| SG SECURITIES (HK) LIMITED | Rep | 就证券提供意见 | - | 2003-12-16 |
| Rep | 提供资产管理 | - | 2003-12-16 | |
| Rep | 就机构融资提供意见 | - | 2004-05-19 | |
| Rep | 提供自动化交易服务 | - | 2004-05-19 | |
| Rep | 证券交易 | - | 2004-05-19 |