| 机构 | 角色 | 受规管活动 | 开始日期 | 结束日期 |
|---|---|---|---|---|
| Funderstone Futures Limited | Rep | 期货合约交易 | 2015-07-03 | 2019-01-01 |
| Funderstone Securities Limited | Rep | 就机构融资提供意见 | 2015-07-03 | 2019-01-01 |
| Rep | 证券交易 | 2015-07-03 | 2019-01-01 | |
| Astrum Capital Management Limited (HK) | Rep | 就机构融资提供意见 | 2014-09-17 | 2015-04-10 |
| Rep | 期货合约交易 | 2014-09-17 | 2015-04-10 | |
| Rep | 证券交易 | 2014-09-17 | 2015-04-10 | |
| Soochow Securities International Brokerage Limited | Rep | 就证券提供意见 | 2014-05-30 | 2014-09-10 |
| Rep | 证券交易 | 2014-05-30 | 2014-09-10 | |
| Soochow Securities International Futures Limited | Rep | 就期货合约提供意见 | 2014-05-30 | 2014-09-10 |
| Rep | 期货合约交易 | 2014-05-30 | 2014-09-10 |